The Centre for Risk, Compliance & Governance Studies
Login Register

Change log

RSS

A public record of what changed and when — newly published and updated regulators, laws, obligations and enforcement actions. Every entry links to the record it changed. Internal notes and reviewer identities are never shown here.

633 changes recorded.

Change Record Type Country Date
Updated Macquarie Securities (Australia) Limited Enforcement Australia
Updated PACL Limited (Pearls Group) Enforcement India
Updated Simon Ashton (Qteq executive chairman) Enforcement Australia
Updated Qteq Pty Ltd Enforcement Australia
Updated Walker Stores Pty Ltd (trading as Snaffle) in liquidation Enforcement Australia
Updated Princeton Securities (NSW) Pty Ltd Enforcement Australia
Updated Castra Licensee Pty Ltd Enforcement Australia
Updated Westpac Banking Corporation Enforcement Australia
Updated David Mark Blumentals (former director, D365.Group Pty Ltd) Enforcement Australia
Updated Union Standard International Group Pty Ltd; Maxi EFX Global AU (EuropeFX); BrightAU Capital (TradeFred) Enforcement Australia
Updated HSBC Bank Australia Limited Enforcement Australia
Updated Mercer Superannuation (Australia) Limited Enforcement Australia
Updated ASX Limited Enforcement Australia
Updated Reliance Infrastructure Limited Enforcement India
Updated Unidentified entities – manipulative trades in Closing Auction Session on Sensex expiry (BSE) Enforcement India
Updated Niva Bupa Health Insurance Co Limited Enforcement India
Updated Acko General Insurance Limited Enforcement India
Updated Pramerica Life Insurance Limited Enforcement India
Updated Edelweiss Life Insurance Company Limited Enforcement India
Updated Hero Fincorp Limited Enforcement India
Published Personal data breach notification Obligation Nigeria
Published Lawful basis, notice and data subject rights Obligation Nigeria
Published Suspicious transaction reporting Obligation Nigeria
Published Customer due diligence (KYC/CDD) Obligation Nigeria
Published AML record retention Obligation Nigeria
Published AML compliance programme and officer Obligation Nigeria
Published Investments and Securities Act Instrument Nigeria
Published CBN Risk-Based Cybersecurity Framework and Guidelines Instrument Nigeria
Published Companies and Allied Matters Act 2020 (CAMA) Instrument Nigeria
Published Banks and Other Financial Institutions Act 2020 (BOFIA) Instrument Nigeria