Global enforcement tracker
15 actions from the last 90 days.
Create a free account for the full
history, filters and sorting.
Breakdown
By action type
By regulator
Monetary Penalty: 6 Business Restriction: 4 Settlement: 2 Prohibition Order: 1 Type not recorded: 1 Criminal Resolution: 1 15 total
Monetary Penalty 6 Business Restriction 4 Settlement 2 Prohibition Order 1 Type not recorded 1 Criminal Resolution 1
IRDAI (IN): 5 RBI (IN): 4 OFAC (US): 2 OFSI (GB): 1 SEBI (IN): 1 ED (IN): 1 APRA (AU): 1 15 total
IRDAI (IN) 5 RBI (IN) 4 OFAC (US) 2 OFSI (GB) 1 SEBI (IN) 1 ED (IN) 1 APRA (AU) 1
Over time
Actions
Penalty (USD-equiv)
2026: 15 15 2026
2026: US$21.1M US$21.1M 2026
View chart data as a table
Enforcement actions and penalties by year
Year Actions Penalty (USD-equiv)
2026 15 US$21,083,828
Date
Country Entity
Regulator Action
Penalty Source
22 Sep 2026
India Hero Fincorp Limited (NBFC) RBI Monetary Penalty ₹10 lakh official
10 Sep 2026
United States An Individual (individual) OFAC Settlement US$1,427,230 official
7 Sep 2026
India ICICI Lombard General Insurance Co. Ltd (General Insurer) IRDAI Monetary Penalty ₹1 crore ≈ US$104,167 official
2 Sep 2026
United Kingdom Citibank, N.A., London Branch (bank) OFSI Monetary Penalty £4,732,830.58 source
20 Aug 2026
India Pramerica Life Insurance Limited (Life Insurer) IRDAI Business Restriction — official
20 Aug 2026
India Edelweiss Life Insurance Company Limited (Life Insurer) IRDAI Business Restriction — official
19 Aug 2026
India Niva Bupa Health Insurance Co Limited (Health Insurer) IRDAI Business Restriction — official
19 Aug 2026
India Acko General Insurance Limited (General Insurer) IRDAI Business Restriction — official
18 Aug 2026
Australia Bendigo and Adelaide Bank Limited (Major Regional Bank) APRA Additional Licence Conditions (non-monetary) — official
14 Aug 2026
India Muthoot MCred Limited (NBFC) RBI Monetary Penalty ₹3.1 lakh ≈ US$3,229 official
14 Aug 2026
India Fusion Finance Limited (NBFC) RBI Monetary Penalty ₹2.7 lakh ≈ US$2,813 official
14 Aug 2026
India Northern Arc Capital Limited (NBFC) RBI Monetary Penalty ₹6.2 lakh ≈ US$6,458 official
13 Aug 2026
India Unidentified entities – manipulative trades in Closing Auction Session on Sensex expiry (BSE) (Market Participants) SEBI Prohibition Order — official
12 Aug 2026
United States Rice Lake Weighing Systems, Inc. (company) OFAC Settlement US$60,764 official
8 Aug 2026
India Reliance Infrastructure Limited (Corporate) ED Criminal Resolution ₹187 crore ≈ US$19,479,167 official
