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US · USA · Americas

5 regulators · 3 laws & regulations · 311 enforcement actions

Law or regulation Type Year Regulator Summary Source
FinCEN Customer Due Diligence (CDD) Rule Rule 2016 FinCEN Requires covered financial institutions to identify and verify beneficial owners of… official
USA PATRIOT Act, 2001 Act 2001 — Enacted after 9/11, Title III significantly expanded US AML law: mandatory customer… official
Bank Secrecy Act (BSA), 1970 Act 1970 — The foundation of the US AML regime. It requires financial institutions to keep records… official